Collagen cross-linking for pediatric refractive correction
Review Article

Collagen cross-linking for pediatric refractive correction

Sunju Park

Department of Ophthalmology and Visual Sciences, Montefiore Medical Center, Albert Einstein College of Medicine, Bronx, NY, USA

Correspondence to: Sunju Park, MD. Department of Ophthalmology and Visual Sciences, Montefiore Medical Center, Albert Einstein College of Medicine, 3332 Rochambeau Avenue, 3rd Floor, Bronx, NY 10467, USA. Email: sunjpark@montefiore.org.

Abstract: Corneal collagen-crosslinking (CXL) has been widely investigated in the adult population. There is still little available in the literature, however, on the effects of CXL in children. A review of the literature on CXL in the pediatric population is presented here, with a particular emphasis on the refractive effects. Although several studies demonstrate promising results, most studies have small sample sizes with relatively short follow-up periods. Further investigation on the effects of CXL in the pediatric population is required to better understand long-term effects.

Keywords: Corneal collagen-crosslinking (CXL); pediatric refractive correction; keratoconus

Received: 14 November 2018; Accepted: 11 December 2018; Published: 20 December 2018.

doi: 10.21037/aes.2018.12.02

Introduction

Corneal collagen-crosslinking (CXL) was first described as a treatment for keratoconus by Wollensak et al. in 2003 (1). Later that same year, Wollensak and his group described the refractive effects of CXL, in particular an average reduction in refractive error by 1.14 diopters (D) (2). Since then, CXL has garnered significant attention as a treatment modality for progressive keratoconus and was approved by the United States Food and Drug Administration (FDA) in 2016 for this particular use in patients older than 14 years. CXL was initially reported as treatment for progressive keratoconus in the pediatric population in 2011; the patients in this series ranged in age from 10 to 14 years (3). The youngest reported patient to have undergone CXL as treatment for progressive keratoconus was 4 years old at the time of treatment (4). A review of the literature on the use of CXL in the pediatric population is presented here, primarily focusing on the refractive effects, efficacy, and safety.

CXL protocols

The mechanism by which CXL works involves strengthening corneal stromal collagen bonds with riboflavin activated by ultraviolet A (UVA). The standard Dresden protocol was the first CXL protocol proposed by Wollensak et al., and is currently the only protocol with FDA approval in the United States (2,5). There have been multiple other proposed CXL protocols, including accelerated CXL, transepithelial CXL, and iontophoresis (6).

Standard Dresden protocol

The corneal epithelium acts as a barrier to full penetration of riboflavin into the corneal stroma. As such, the standard Dresden protocol requires mechanical debridement of the corneal epithelium under topical anesthesia in the central 9 mm of the cornea. Following debridement, one drop of riboflavin 0.1% solution is administered every 2 minutes for a total of 30 minutes, followed by ultraviolet-A light (370±5 nm wavelength, 5.4 J/cm2 irradiance) exposure with instillation of the riboflavin solution every 2 minutes for an additional 30-minute period (2). The standard Dresden protocol remains the most widely used CXL protocol in both the adult and pediatric populations to date.

Accelerated CXL protocols

Accelerated protocols were originally derived from the Bunsen-Roscoe Law of Reciprocity of Photochemistry. This law states that the photochemical effect of ultraviolet light is directly proportional to the total amount of energy delivered and should be equivalent for equivalent total doses regardless of the relative irradiation time and intensity for each protocol (7).

Accelerated CXL in the pediatric population was first reported by Shetty et al. in 2014 (8). Since then, accelerated CXL protocols have been applied and investigated by several other groups, resulting in 8 total publications from 2014 through 2018Jeny (9-15). The pediatric patients reported in these studies underwent one of the following accelerated CXL protocols: UVA irradiation of 30 mW/cm2 for 3 minutes, 10 mW/cm2 for 9 minutes, or 9 mW/cm2 for 10 minutes.

Transepithelial CXL protocols

Transepithelial CXL has emerged as an attractive option given the associated improved safety profile and reduction in postoperative discomfort. Modified riboflavin was developed for transepithelial delivery (Ricrolin TE, riboflavin 0.1%, SOOFT Italia SpA, Italy) with the addition of two agents—trometamol and sodium ethylenediaminetetraacetic acid—to enhance penetration through the intact corneal epithelium (6). There have only been three reported studies investigating transepithelial CXL in children, by Buzzonetti et al. in 2012, Salman et al. in 2016, and Eraslan et al. in 2017Jeny (16-18). The only major differences between the transepithelial CXL and standard Dresden protocols are the state of the corneal epithelium and constitution of the riboflavin solution.

Henriquez et al. investigated the effects of an accelerated transepithelial CXL protocol on progressive keratoconus in children (19). In this particular protocol, the transepithelial riboflavin solution consisted of 0.25% riboflavin, 1.0% phosphate hydroxypropyl methylcellulose, and 0.007% benzalkonium chloride. This solution was administered every 5 minutes for 30 minutes followed by a balanced salt solution rinse. UVA irradiation of 18 mW/cm2 was then performed for 5 minutes.

Iontophoretic CXL protocols

Iontophoresis facilitates penetration of a molecule through intact tissue in the presence of a low-intensity electric field. Iontophoresis-assisted transepithelial CXL in the pediatric population has been reported by Buzzonetti et al. and Magli et al. (20,21). The riboflavin solution designed for iontophoretic CXL consists of riboflavin 0.1% without dextran or sodium chloride and with the addition of two enhancers—tromethamine and ethylenediaminetetraacetic acid (Ricrolin +, SOOFT, Montegiorgio, Italy). Both published studies employed the same iontophoresis system (I-ON CXL; SOOFT Italia SpA, Italy), consisting of a power supply, two electrodes, and a connection cable. In this protocol, iontophoresis is performed for 5 minutes, followed by UVA irradiation of 10 mW/cm2 for 9 minutes.

Refractive effects of CXL in children

To date, application of CXL in the pediatric population has only been reported in the treatment of progressive keratoconus. Keratoconus is defined as a bilateral, often asymmetric, noninflammatory progressive degeneration of the cornea (22). Progressive corneal thinning results in biomechanical weakening that manifests as corneal thinning and protrusion. This progressive corneal thinning and protrusion leads to moderate to severe visual impairment from irregular astigmatism. Furthermore, there can be fragmentation of Bowman’s membrane and breaks in Descemet’s membrane causing variable corneal scarring (6). Although typical onset is at puberty, keratoconus does affect younger children. Léoni-Mesplié et al. conducted a large retrospective study, evaluating 216 keratoconic patients separated into various age groups and found that keratoconus in children was significantly more severe at diagnosis and progressed faster than in adults (22). Given the more severe and aggressive disease process in pediatric keratoconus, numerous studies have been conducted to date evaluating the effects of CXL on halting progression of keratoconus as well as the subsequent refractive effects.

Padmanabhan et al. has published the largest report to date on the effects of CXL in children with progressive keratoconus (23). In this study, 377 eyes of 336 pediatric patients with progressive keratoconus underwent the standard Dresden CXL protocol and had follow-up ranging from 2 years to 6.7 years post-treatment. They observed an increase of 1 full Snellen line for best spectacle-corrected distance visual acuity 2 years post-CXL.

Mazzotta et al. has published the longest follow-up, with 10 years of post-CXL data in children with progressive keratoconus (24). They found that at 10 years post-CXL, there was an improvement of 0.21 Snellen lines in uncorrected distance visual acuity and 0.03 Snellen lines in corrected distance visual acuity.

The length of follow-up ranges from 12 months to 10 years in pediatric patients who underwent standard Dresden CXL for treatment of progressive keratoconus, with several studies reporting average improvements of 1 to 2 Snellen lines in uncorrected distance visual acuity and 2 to 3 Snellen lines in corrected distance visual acuity, albeit at various follow-up time points (23-37) (Table 1).

Table 1

Refractive changes after standard Dresden CXL protocol in pediatric patients

Authors No. eyes Age group (years) Follow-up time (months) Change in UCDVA (Snellen lines) Change in CDVA (Snellen lines) Change in SE (D) Change in cylinder (D)
Chatzis et al. (27) 59 9–19 36 N/A 1 N/A N/A
Caporossi et al. (26) 77 10–18 36 0.18*; 0.16† 0.16*; 0.15† N/A N/A
Soeters et al. (25) 29 <18 12 N/A 2 N/A N/A
McAnena et al. (28) 25 13–18 36 1 2 −0.19 +0.11
Uçakhan et al. (31) 40 10–18 48 3 2 +0.80 −1.0
Godefrooij et al. (29) 54 11–17 60 0 1 N/A N/A
Toprak et al. (33) 29 10–17 24 N/A 1 N/A N/A
Wise et al. (32) 39 11–18 12 1 0 −0.24 N/A
Sarac et al. (30) 72 9–17 24 1 0 N/A +0.08
Padmanabhan et al. (23) 194 8–18 72 N/A 1 −0.17 N/A
Zotta et al. (34) 20 10–17 108 N/A 1 +0.41 N/A
Mazzotta et al. (24) 62 8–18 120 2 1 N/A +0.17
Henriquez et al. (35) 26 10–17 36 3 2 N/A +0.28
Or et al. (37) 44 11–18 60 1 1 N/A −1.50
Knutsson et al. (36) 52 12–17 36 1 0 +0.02 −0.38

*, corneas thicker than 450 μm; †, corneas thinner than 450 μm. CXL, corneal collagen-crosslinking; UCDVA, uncorrected distance visual acuity; CDVA, corrected distance visual acuity; SE, spherical equivalent; D, diopters; N/A, not available.

Refractive changes are not as clinically significant after accelerated CXL compared to those observed following the standard Dresden protocol, although longer UVA exposure (9 to 10 minutes) seems to have a greater effect (Table 2) (8-15). Changes in visual acuity following transepithelial CXL—both with iontophoresis and without—are also less clinically significant when compared to the changes observed following the standard Dresden CXL protocol (Table 3) (16-21).

Table 2

Refractive changes after accelerated CXL in pediatric patients

Authors No. eyes Age group (years) Follow-up time (months) Change in UCDVA (Snellen lines) Change in CDVA (Snellen lines) Change in SE (D) Change in cylinder (D)
Shetty et al. (8) 30 11–14 24 1 1 +0.66 +0.83
Ozgurhan et al. (9) 44 9–18 24 1 1 +0.18 +0.13
Badawi et al. (10) 33 8–15 12 2 2 N/A −0.39
Baenninger et al. (11) 39 13–17 12 1 1 N/A N/A
Eissa et al. (12) 47 9–14 12 1 0 N/A N/A
Ulusoy et al. (13) 28 <18 12 1*; 2† 1*; 2† 0*; 0† +0.90*; +0.02†
Sarac et al. (14) 49 10–17 24 2 0 +0.46 +0.62
Tian et al. (15) 18 10–17 12 N/A 0 −0.36 +0.36

*, corneas thicker than 450 μm; †, corneas thinner than 450 μm. CXL, corneal collagen-crosslinking; UCDVA, uncorrected distance visual acuity; CDVA, corrected distance visual acuity; SE, spherical equivalent; D, diopters; N/A, not available.

Table 3

Refractive changes after transepithelial CXL in pediatric patients

Authors No. eyes Age group (years) Follow-up time (months) Change in UCDVA (Snellen lines) Change in CDVA (Snellen lines) Change in SE (D) Change in cylinder (D)
Transepithelial CXL with Ricrolin TE
   Salman (16) 22 13–18 12 1 3 +0.30 +0.05
   Eraslan et al. (17) 18 12–18 24 N/A 0 N/A N/A
   Buzzonetti et al. (18) 13 8–18 18 N/A 1 −0.40 +0.70
Transepithelial CXL with iontophoresis
   Buzonetti et al. (20) 14 10–18 15 N/A 1 +0.70 +0.70
   Magli et al. (21) 13 11–18 18 0 1 N/A N/A
Accelerated transepithelial CXL
   Henriquez et al. (19) 36 8–16 12 1 0 +0.05 +0.07

CXL, corneal collagen-crosslinking; UCDVA, uncorrected distance visual acuity; CDVA, corrected distance visual acuity; SE, spherical equivalent; D, diopters; N/A, not available.

Although CXL has predominantly been used to treat progressive keratoconus in both adults and children, there may be a role for CXL in pediatric refractive correction for a small subset of patients who fail traditional treatment methods, such as glasses, contact lenses, or patching. Current modalities of pediatric refractive surgery include excimer laser therapies, such as photorefractive keratectomy (PRK) and laser-assisted in situ keratomileusis (LASIK), phakic intraocular lens (pIOL), lensectomy, and refractive lens exchange (38). With the corneal flattening effect achieved by CXL, there is potentially a role for correcting astigmatism and myopia in children. CXL also offers an improved safety profile over several of the presently employed refractive surgery techniques in children.

Safety profile

Microbial keratitis, although infrequent, has been reported after both standard and accelerated CXL protocols in the pediatric population (39,40). There have been no reported cases of microbial keratitis after transepithelial CXL in the pediatric population. Transient mild haze has also been reported in several children following various CXL protocols (8,10-12,14,19,24,33,35-37). Godefrooij et al. reported one case of persistent haze that resulted in deterioration of corrected distance visual acuity at 1 year and 2 years post-CXL (29). Eissa et al. found a reduction in endothelial cell count following accelerated CXL in children, but the change was not statistically significant (12). Overall, CXL in children has a good safety profile with low incidence of vision-threatening complications.

Conclusions

CXL in the pediatric population is an exciting and relatively new field that has shown promising results to date in the treatment of progressive keratoconus in children. The procedure has also been shown to have a relatively good safety profile. Given the more severe and aggressive nature of pediatric keratoconus, CXL should be considered as a treatment in children once progression is noted. Some even argue that CXL should be offered to parents as a treatment for their child at the time of diagnosis, without waiting to document progression (37). Improvement in uncorrected and corrected distance visual acuity as early as 1 year following CXL also opens the door to considering CXL as a treatment modality to address astigmatism and myopia in children who have or are at risk of anisometropic amblyopia but have failed traditional treatment methods. Further investigation with larger, prospective, randomized controlled trials and longer follow-up periods are needed in order to gain a better understanding of the refractive and keratometric effects, efficacy in halting progression of keratoconus, and safety of CXL in the pediatric population.

Acknowledgments

Funding: None.

Footnote

Provenance and Peer Review: This article was commissioned by the Guest Editors (Joann Kang, Viral Juthani and Roy S. Chuck) for the series “Refractive Surgery” published in Annals of Eye Science. The article has undergone external peer review.

Conflicts of Interest: The author has completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/aes.2018.12.02). The series “Refractive Surgery” was commissioned by the editorial office without any funding or sponsorship. The author has no other conflicts of interest to declare.

Ethical Statement: The author is accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.

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doi: 10.21037/aes.2018.12.02
Cite this article as: Park S. Collagen cross-linking for pediatric refractive correction. Ann Eye Sci 2018;3:59.

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